DREAMS AND AGING
*Marco Zanasi,M.D.
This work evaluates the influence
age has on dreams reports.
The rather limited data to be found in publications would seem
to demonstrate that the aging process leads to a reduced ability
to remember and recount dreams (although the incidence is reduced
as far as women are concerned, Giambra et al., 1996). This datum
has been interpreted not so much as a consequence of a weakening
of the memory as the sign of a diminished interest in dreams,
(Strunz, 1993). As far as dream content is concerned, the data
from the publications is divided on the subject but would seem
to demonstrate a change in emotional themes, in the sense that
elderly subjects' dreams are characterised by a higher incidence
of nightmares (Salvio et al. 1992) and, on the other hand, a reduction
in emotion (aggression, friendship and activity), Watermann, 1991.
Other studies report a greater kindliness in the dream content
and an emotional content showing greater contentment (Blick et
Howe, 1984). More recent studies suggest that the ability to dream
is an acquired cognitive skill that depends in part on the development
of the neural network responsible for spatial construction situated
in the parietal lobes and that children's clearer memory of dreams
is linked to their visuospatial capacities (Foulkes, 1982, 1983,1993,
1996a, 1996b, 1999, Solms, 2000, Domhoff, 2001). On this basis,
a study on how the aging process might interact with these neurophysiological
processes seemed of great interest.
METHODS
The study covered 148 subjects who were all over the age of 70
(age average 75,87, Standard Deviation 8,42) in good health and
151 subjects between the ages of 18 and 25 (age average 22,45,
Standard Deviation 3,23). The elderly subjects were recruited
from Old Peoples' Clubs and Universities for Senior Citizens during
lectures (the Old Peoples' Clubs and Universities for Senior Citizens
are institutions providing recreational and study facilities for
the over-65). The control subjects were students from the "Tor
Vergata" University, Rome. The research team gave out some
general information about the aim of our research and people showing
interest in the experiment were contacted a week later. All subjects
were asked to recount the last dream they could remember and this
was tape-recorded and faithfully transcribed as an accurate working
copy. All participants were asked to sign an informed consent
form approved by the Ethical Committee of the "Tor Vergata"
University, Rome.
In order to analyse the dreams according to the Jungian vision
(which looks at the dream as a text produced by the dreamer's
unconscious while he/she sleeps; Jung, 1945) we used processing
techniques deriving from textual analysis (Gigliozzi, 1997).
If we consider the dream as a text (that is to say, as a well-knit
whole or "something woven", to go back to the etymology
of the term), then a fortiori we can consider the dream that is
reported verbally as a particular form of text which transforms
the oneiric experience into an objective product. The dream while
it is being dreamed is experience, not text. Our memory of that
experience, whether we report is or not, is the text of the dream.
So the dream becomes a text the moment the initial experience
of it has ended, just as a waking experience can become a text
as soon as we are able to reflect on it as "something that
happened" to us (Killroe, 2000).
A verbal account of the oneiric datum is the only means we have
at our disposal for representing the oneiric experience. We could
not produce an account of the dream if the dream itself were not
already a textual unity. If, following Danesi (1998), we consider
the text a "weaving together of elements taken from a specific
code and ordered together so as to communicate something",
we are in fact constructing a text when we remember a dream, whether
or not we recount it. That the reported dream is a text seems
clear from the fact that it has a beginning, a middle and an end.
Formally speaking, it has spatio-temporal limits in the sense
of a consistent narratological structure (Killroe, ibidem).
The reported dream is also a text that, like a description, will
reflect the narrative structure of the oneiric experience. The
term "narration" refers, according to Toolan's definition,
to "a perceived sequence of events that are linked between
themselves in a non-casual manner". The fundamental elements
of a narrative have been proposed by Chatman (1978). He divides
narrative into two fundamental parts: the "story" and
the "discourse". The story is the content or chain of
events (i.e. the actions and occurrences) and excludes those elements
that could be described as contextual variables (i.e. the characters
and setting). The discourse is the form of expression or the means
by which the content is communicated. In simple terms, the story
represents "what" is described in a narrative and the
discourse is concerned with "how" (Chatman, ibid.).
In this work we studied the "Discourse" of the dream.
There are numerous studies supporting the belief that reported
dreams are a faithful representation of the dream itself. Jung
seems to presuppose the adequacy of the dream report as a valid
object of textual inquiry, (Jung, ibidem).. Numerous studies that
have analysed the contents of dreams show that oneiric content
is, in general, analogous to waking thoughts (Kramer et al., 1975).
Experiments in which stimuli administered during sleep were shown
to have been incorporated into the dreams confirm the existence
of a relationship between the oneiric experience and the reported
dream. (Kramer et al. 1983). Other experimental research has confirmed
that there is a significant similarity between oneiric experience
and the reported dream (Roffwarg et al., 1962; Taub et al,1978).
More recently Kramer (1993) hypothesizes that verbal accounts
accurately represent the original oneiric event.
Proceeding from such a starting point, we used some of the textual
analysis techniques developed in relation to the analysis of literary
texts for an analysis of our material (Gigliozzi, ibidem). In
particular, the oneiric text was evaluated bearing the following
aspects in mind:
1. The composition of the text and its character definition
2. The speech's temporal organisation: i.e. the tenses used in
the dream report. The narrator of a story or episode can choose
between two alternatives: he/she can either state the facts by
following the order in which they occurred within a referential
(or pseudo-referential) universe or manipulate the narrative's
temporal sequences. The latter option has a considerable impact
on the organisation of the text insofar as the fabula's sender
alters its chronological order as he/she composes his/her speech
("anacronia", in Greek). Indeed, the fabula only exists
as an abstraction that cannot be reconstructed empirically, in
the sense that it cannot be reduced to a perfect mono-dimensionality
whereas speech is, by its very nature, linear.
3. The emotional organisation: the narrative text does not set
out a story in an objective and linear fashion but is, in some
way, organised by the sender to fit the receiver. The sender programmes
the moments and ways in which the data can be received and the
story reconstructed by the receiver, as well as the latter's emotional
responses. To this end, he/ she can choose how to represent the
story and make use of certain artifices: the use of anacronia,
particular ways of using quantitative elucidation, "coup
de théâtre", narrative paralipsis (passing to
one side) and ellipsis (the omission of information) and the attribution
of an emotional charge to determinate syntagms. The sum total
of such artifices constitutes the speech's emotional aspect or
"seiemic"1 narrative level, just as we can define the
narrative unities belonging to that level as the "seiem",
from the Greek verb seío , meaning "I upset"
or "I excite". An analysis of the speech's "seiemic"
level can be understood in two different ways: in the broad sense,
as the global analysis of the text's formal organisation seen
in a "seiemic" perspective or, in the narrower sense,
as the analysis of the speech's emotional unities or "seiems".
4. The semantic fields. Semantic fields are groups of words (nouns,
verbs, adjectives or adverbs) that are used to describe a particular
situation, environment or body of objects constituting a part
of our everyday life and creating precise associations in our
minds. A semantic field is the area of meaning that a body of
words regarding a given subject has.
In particular, the following parameters were examined (Table 1):
* The presence or absence of an observation that defined the place
in which the oneiric scene took place and, in the case of such
a presence, the further specification of the type of space defined
(open or enclosed).
* The definition of the narrative's context or of what could be
defined the setting for the oneiric narrative, paying particular
attention (in the case of a well-characterised context) to the
descriptive or emotional quality of such a definition.
* The presence or absence of chronological observations contributing
to a setting of the scene in which the action takes place.
* Linearity or lack of it in the narrative sequence (eg. the presence
or absence of flashbacks or of tearing in the narrative texts's
continuity and consistency etc).
* The narrative speech's structure or the prevalence of direct
or indirect speech or of descriptions given from a position outside
the narrative sequence.
* The cast of characters or definition of the dreamer's position
as well as that of other possible actors in the oneiric scene.
* Clarification or lack of it regarding the dreamer's emotional
state (fear, anger, anguish etc).
* A definition of the situation represented as fantastical or
realistic.
* Uniformity or lack of it in the narrative's verb tenses and,
where they are uniform, the temporal allocation of the action
(present or past).
* The number of words used to compose the narrative was, moreover,
counted for every dream.
The frequency distributions for the dream's descriptive variables
were analysed and studied both individually and in their correlations.
A two-dimensional Contingency table was created for every pair
of variables and the absolute frequencies for each line/column
intersection were entered.
The two-dimensional distributions were processed using the Chi2
test in order to evaluate the characteristic distributions.
The length of the dreams' texts (both for elderly subjects and
control subjects) was compared under the various sub-headings
created by the descriptive variables. The comparison test was
conducted by analysing the variance from a chosen classification
criterion (the ANOVA test).
The T-Test was used to analyse the difference between the number
of words in the elderly subjects' dreams and that in the young
peoples' dreams.
SEMANTIC FIELDS
We choose to investigate the modification (if it occur) of the
various sensory modes in dreams and their modifications with aging.
Relatively little is known about the various sensory experiences
in dream reports that occur without known external stimuli (Calkins,
1893; Weed & Hallam, 1896; Hacker, 1911; Kobler, 1913; Bentley,
1915; Knapp, 1956; Snyder, 1970; McCarley & Hobson, 1979;
Zadra et al. 1998); as pointed above recent studies suggest that
the memory of dreams is linked to visuospatial capacities (Foulkes,
1982, 1983,1993, 1996a, 1996b, 1999, Solms, 2000, Domhoff, 2001).
The semantic fields were evaluated by assessing all the lemmas
relating to the senses (sight, hearing, smell and taste) and measuring
the frequency of their occurrence in the dreams of the two groups
examined.
A study of semantic fields faces the problem of polysemy. The
computer is only able to supply a list of the frequency with which
the lemmas potentially linked to the semantic field arise in the
text. It is not able to appreciate the ambiguity linked to polysemy
and the fact that many words have multiple meanings depending
on the context. For example, in Italian (which was the language
spoken by the study's subjects), the term "Sentire"
and its related lemmas can refer to the auditory semantic field
("sento una voce" = "I can hear a voice"),
the olfactory one ("Sento un odore" = " I can smell
something"), the emotional one ("mi sento male"
= "I'm not feeling too good") etc.
If this problem is to be overcome, it is necessary to have recourse
to a human disambiguation process. Studies carried out by Fortier
and Keen (1999) confirm that the use of informants for studying
semantic fields or literary themes is a justifiable enterprise
from the statistical perspective.
To this end, the various lemmas were assessed separately by two
examiners using the KWIC version of the TACT programmes to ascertain
that they truly belonged to the semantic field defined.
TACT (Text Analysis Computing Tool) is a programme which was developed
at the University of Toronto for the structural analysis of texts.
It had its birth as the result of the need, initially only in
the field of literary criticism, for an objective method of studying
the works of different authors without being bound by the personal
approach of individual researchers.
By means of TACT it is possible to define the "dimensions"
of a literary text and obtain information on the contents of the
text itself and on its main themes.
For this reason, the application of this specific software to
a text allows not only the identification of single individual
words but also that of the meaning in that particular context
via the statistical processing of the meaningful correlations
between different key words.
With TACT it has been possible to obtain the list of KWIC (Key
Word In Context) concordances which is made up of lists of symbol-words
or key-words (i.e. the most meaningful words amongst those which
appear most frequently) inserted in their original context.
The methodology described above permits the underlining of the
hierarchical position that symbol-words occupy in dream material
by reference to their absolute and relative frequency of occurrence.
The data obtained were analysed using ANOVA
RESULTS
A modest difference in the total number of words used to recount
dreams was observed. This difference was not such as to reach
a level of significance, however, since it confirmed previous
observations made by Watermann.
Significant results were obtained in relation to emotivity. A
statistically significant difference between the two groups was
observed in the sense that there was a prevalence of explicit
statements as to emotional state in the group of younger subjects.
Another highly significant difference between the two groups concerns
the uniformity of the verb tenses. When an emotional state or
some form of emotional content is explicitly expressed in the
elderly subjects' dream texts, a disuniformity of verb tenses
occurs and, having begun in one tense (usually the present) the
narrative undergoes an abrupt change and turns to the past. This
confirms our previous observations (Zanasi, De Persis, unpublished)
which demonstrated how explicit statements regarding emotional
state have a disruptive influence on temporal uniformity. In other
words, one can state that clarification (or lack of it) as to
the emotional constituent influences the structuring level or,
rather, the consistency of the dream narrative.
The third significant datum regards the semantic fields. A highly
significant prevalence in the semantic field linked to the visual
sense was observed in the younger subjects in comparison with
the elderly ones.
DISCUSSION
The first datum to emerge from a summary analysis of the results
and one which is worth emphasising is the presence of significant
associations between the descriptive variables examined in their
mutual relationship. This appears to confirm the theory of a narrative
principle at work in the process of forming the dream which would
organise it as "a perceived sequence of events that are connected
(a "running" construction) in a non-casual manner"
(Toolan's definition of narrative, 1988). In other words, a careful
analysis focussing on the dream text's connecting constituents
reveals it to be structured in the form of a narrative.
As far as modifications to the expressed emotivity are concerned,
these seem to confirm the data in past publications which report
a reduced level of explicitly expressed emotivity in the dreams
of subjects aged over 50. The fact that the elderly subjects experience
a significant "rupture" in the dream text's uniformity
of narrative tenses when explicitly expressed emotional states
emerge in the dreams can be referred to a greater "vulnerability"
on the part of elderly subjects to emotional content. That would
lead one to think that Strunz's primitive interpretation linking
the lower frequency of emotional content in elderly peoples' dreams
to a reduced level of interest should rather be re-read as the
expression of a defence mechanism: the dream keeps emotional content
at bay on account of its destabilising effect.
Another datum of great interest concerns the difference between
the young subjects and the elderly ones in relation to the semantic
field linked to vision. This, in our opinion, signals a decline
in visual sensory experiences experienced during dreams and reported
in the elderly subjects' dream account.
Such a datum cannot easily be interpreted: a possible explanation
could be tied to a selective senescence in the neural networks
involved in the dream's genesis and those linked to the visuospatial
memory, in particular.
Studies using PET (positron emission tomography) (Smith and Jonides.,
1997, 1998, Smith et al 1999) show that different neural networks
are recruited when different kinds of information need to be stored
in working memory. The studies show that different networks are
used for visuospatial information and verbal information. Verbal
working memory is lateralized to the left hemisphere; it involves
frontal regions and posterior parietal regions. In contrast, spatial
working memory is relatively bilateral, but with a right-hemisphere
dominance; it again involves frontal and parietal areas. The visuospatial
working memory undergoes a modification as age advances, in the
sense that the right-hemisphere dominance of the frontal regions
and posterior parietal regions in young people is substituted,
after the age of 70, by a complete bilateralization in the frontal
regions, whilst a modest dominance in the posterior ones is maintained.
These data would seem to demonstrate that aging leads to less
reliance on "specialised" areas and more recruitment
of homologous areas in the other hemisphere.
This datum therefore seems to suggest that visuospatial memory
becomes increasingly "vulnerable" with advancing age.
It is known that in many situations, visual input tends to dominate
the other sensory modes of expressing memory and perception and
in the fastest responses; visual dominance appears to be related
to the relatively weak capacity of visual inputs to alert the
organism to their occurrence. In response to this reduced state
of alert, the subject tends to keep his/her attention "tuned"
to the visual system.
The reduction in vision-associated lemmas could be caused by a
reduction in the capacity for active tuning, unlike auditory perception
which operates through a more passive reception and does not need
to kept tuned. These data confirm the usefulness of our experimental
approach to dreams. The technique employed has allowed us to extract
from oneiric material a quantity of information on the internal
state of the dreamer. This information confirms the Jungian hypothesis
of the dream as a "symbolical self-portrait of the internal
state of the dreamer." We consider that this method may be
used to help deepen our understanding of the mechanisms and purposes
of the dream activity as well as having a possible application
in the field of clinical diagnosis.
TABLE 1
|
PLACE
|
L11
Place designation present. The action takes place
in an enclosed environment
L12
Place designation present. The action
takes place in the open/outside.
L13
Place designation present. The scene in which
the action takes place shifts from an open environment to
an enclosed one.
L20
Place of the action designation absent.
|
|
CONTEXT
|
CON 1 The descriptive constituent
is the dominant constituent in defining the context
CON 2 The emotional constituent
is the dominant constituent in defining the context
CON
3 The context is
not described
|
|
CHRONOLOGY
|
T1
Action time designation present.
T2
Action time designation absent.
|
|
NARRATIVE SEQUENCE
|
SEQ1
Linear narrative sequence
SEQ2
Broken narrative sequence
|
|
SPEECH
|
DIS
1 Direct speech
used
DIS 2 Indirect speech
used
DIS 3 Alternating direct
and indirect speech
DIS 4 Scene
described from an external viewpoint
|
|
CHARACTERS
|
P1
The dreamer is the only character
in the dream scene
P2
The dreamer is flanked by "extras"
(not characterized)
P3
The dreamer is flanked by actors
(who take part in the dream text's plot)
P4
The dreamer is in the position of an
external observer
|
|
SITUATION
|
S1
Fantastical situation
S2
Realistic situation
|
|
EMOTIVITY
|
E1
Emotional state explicitly stated
E2 Absence
of explicit statement as to emotional state
|
|
VERB TENSES
|
T1 Narrative in the present
tense
T2 Narrative in the past tense
T3
Narrative alternating between present and past
tenses
|
|
NUMBER OF
WORDS
|
@ |
|
SEMANTIC FIELDS
|
SIGHT
HEARING
TOUCH
SMELL
TASTE
|
Tab. 2
VARIABLE EMOTIVITY
|
EMOTIVITY
|
|
Group
|
E1
|
E2
|
total
|
|
controls
|
88 *
|
63
|
151
|
|
elderly
|
62
|
78
|
140
|
|
total
|
150
|
141
|
291
|
*
Chi-Square with 1 degrees of freedom
5.9203 P = 0.0150
Tab. 3
CROSSING BETWEEN THE VARIABLES EMOTIVITY AND THE TENSE ONES.
|
CONTROLS
|
E1
|
E2
|
total
|
|
T2x
(T1+T2)*
|
45
|
43
|
88
|
|
T3
|
43
|
20
|
63
|
|
total
|
88
|
63
|
151
|
|
ELDERLY
|
@
|
@
|
@
|
@ |
|
T2x
(T1+T2)**
|
27
|
50
|
77
|
@ |
|
T3
|
35 *
|
28
|
63
|
@ |
|
total
|
62
|
78
|
140
|
@ |
*
Chi-square with 1 degrees of freedom=
5.8963 P= 0.0152
(**) This
variable is obtained from the sum of T1 and T2 and represents
the homogeneity of the verbal tense in the examined text-dream.
Tab.
4
SEMANTIC FIELDS
(Number
of lemmas relating to the senses)
| @ |
CONTROLS
|
ELDERLY
|
|
SIGHT
|
110 *
|
72
|
|
HEARING
|
18
|
11
|
|
TOUCH
|
5
|
5
|
|
SMELL
|
0
|
1
|
|
TASTE
|
1
|
0
|
*
Chi Square with 1 degrees of freedom = 18.59576 p=
0.0001
___________________________________________________________________________________________
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*Marco Zanasi, M.D.
Neurologist and Psychiatrist, Marco Zanasi is
a Jungian analyst and a member of the International Association
of Analytical Psychology. He is a Group Analyst and Research Professor
at "Tor Vergata" Rome University. For ten years he has
studied the correlations between dreams images and psychopathology
using Textual Analysis Software.
E- mail :
marco.zanasi@uniroma2.it
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